About us

Mutual Solutions Limited is a Financial Advice Provider (FAP), licensed and regulated by the

Financial Markets Authority to provide financial advice.

Our Financial Services Provider (FSP) number is 729871

Disclosure Obligation

If we provide financial advice to a client, we must disclose certain information. The purpose is to provide relevant information to help clients make informed decisions. In our Disclosure Statements, we explain the areas of advice we offer, product providers we use, and a complete information of our fees & expenses. 

Download - Mutual Solutions Disclosure Statement  

Download - Upmeet Sodhi Disclosure Statment (FSP 250405)

Policies

Privacy Policy

We understand how important it is to protect your personal information. This document sets out our privacy commitment in respect of personal information we hold about you and what we do with that information.

Download - Privacy Policy

Code of Conduct

 

All financial advisors are held to a code of conduct under the Financial Markets Conduct Act 2013 (the FMC Act). This document sets out how we meet our obligations to you in regards to this act.

Download - Conduct Policy

Information Technology and Security Policy

New Zealand Legislation requires us to protect our customers' personal and financial data. This document sets out how we meet our obligations to you in regards to this act.

Download - IT & Security Policy